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Saturday, 26 January 2019

Agroecology briefing - Part Three. ..




The main barriers to agroecological farming becoming more prevalent


This section draws on two years of farmer-led participatory action research which entailed consultations and interviews with wide ranging stakeholders and extended deliberative processes to examine the main barriers to agroecology being more widely practiced in the UK.  These barriers include access to land, access to capital, knowledge and skills, and supportive markets.  These are discussed in turn.  It is important to stress that all these obstacles need to be addressed for agroecology to successfully spread in this country.  For example, creating markets or offering capital without also providing for land or developing skills will not address the current problems in our food and farming systems.

Access to land has been cited as the top barrier for aspiring new entrant agroecological farmers in the UK, far above concerns about profitability of farming.[40],[28]  As the population of farmers declines rapidly in the UK, supporting new entrants needs to be a priority.  Access to land for agroecological farming includes four key issues: availability, appropriateness, affordability and accommodation.
Availability:  Farmland ownership and control in the UK is highly concentrated, and relatively little land is available on the market for new entrants.  The total land in the UK utilised for agriculture is 17.36 million hectares (representing 71% of all land in the UK), and it is owned or managed by some 290,000 farmers, business partners, directors and spouses, which represents just 0.44% of the population.[1]  
Further, investments in land as a commodity (land speculation) is another factor keeping land out of access for many (and also taking land out of agricultural use).  Other freehold parcels of land are often purchased by people wishing to keep horses and others who are not engaged in productive farming, or by developers wishing to bank the land in pursuit of eventual ‘planning gain’.
Defra’s proposed phasing out of area-based payments in itself may not necessarily increase the availability of land for agroecological producers., While some land owners might be incentivised to downsize, making more land available, there is a risk is that this land will be purchased by land speculators, and/or added to already-large-farms.  Policies which give preference to agroecological producers when land goes on the market could help to address this risk.  Defra should also coordinate with other UK Government departments to curb land speculation if it is serious about ensuring that land becomes available for new ecological farmers.
County Farms could be one way in which new entrant agroecological farmers could get better access land, at least while starting out.  The County Farm network is being depleted, as farm estates are being sold off by many councils.  From their peak in 1938, the area of county farms has declined by 40 percent, and the number of holdings—and by extension the number of farmers supported by these schemes—has declined from approximately 32,000 holdings to less than 5,000.[41] However, some councils, such as Norfolk, Suffolk and Pembrokeshire, have recently reinvested in their county farm estates in an effort to explicitly support new rural enterprises, local food systems and also provide affordable housing for farmer tenants.  Defra has indicated that it will ‘consider how to help Local Authorities who want to invest in their Council Farms’.  A move which is welcome.  This support to Local Authorities should include specific support for agroecological farming. 
Appropriateness:  Land that is appropriate for agroecological farmers, and particularly new entrants, must include considerations of size, location and amenities.  Such farmers tend to need land in parcels that range from approximately 0.5 hectare to 50 hectares.  This is a broad range without hard boundaries, but generally agroecologists are not in the market for several hundred or thousand hectares of farmland.  Farmland which is located near to towns or cities is important both for access to markets as well as for social networks, which can be important for young farmers.[42]  In terms of amenities, agroecological farmers need adequate road access and typically access to water.  
Affordability:  Commodification of land has resulted in its treatment as an investment vehicle, rather than a common asset to be used in the public interest, including the production of food and regeneration of ecosystems.  Farmland prices in England have increased by 400% over the past twenty years.[43]  Even accounting for general inflation, this rise in prices has been higher than that of equities and of London residential property.  While the removal of area-based payments could help to reduce this high rate of inflation, CAP payments are not the only factor which affects land prices.  Land speculation and investment and general pressure for development have significant impacts on land availability, increasing prices.  In France, the state ties farmland lease prices to agricultural prices, and limits the amount of profit that landlords can make off of renting out land.[44] Defra could learn from this model to reorient land prices toward farming incomes. 

Accommodation and other buildings: The National Planning Policy Framework is supposed to preserve the availability of agricultural land through its separation between agricultural, woodland and development land.  However, this distinction makes it difficult for farmers to obtain planning permission to live onsite, and particularly agroecological farmers who are producing at smaller scales and using more hands-on approaches to their conventional neighbours.  The difficulty of living onsite is problematic for agroecological farmers, as they often require frequent contact with the land, which is most feasible – economically and in terms of time – when living on site.  In addition, new farm businesses often do not generate enough income to secure a mortgage on a home nearby.  While some farmers do succeed in attaining planning permission at appeal, this process is costly for both applicants and the government.[45]

Similar challenges are faced by agroecological farmers when they apply for permission to erect polytunnels, sheds or other structures necessary for their farm businesses.  Opposition often comes from a NIMBY (not in my back yard) approach of the neighbours who do not want ‘plastic tat’ in their countryside, despite consuming many products grown under plastic in Spain and other countries.  It also comes from nearby farmers who have a hard time believing that anyone could make a living from a small piece of land – in effect, grouping legitimate agroecological producers with hobbyist farmers and those practicing ‘horsiculture’.[2]  More could be done to educate planning officials and also farmers about agroecological production and how to distinguish it from hobby farming, and sensitise the general public about the importance of domestic food production.

Land Cooperatives such as the Ecological Land Cooperative[3] have experience in identifying suitable farmland for agroecological producers and also equipping it with essentials such as water access.  They provide support to farmers ranging from farming techniques to marketing to connecting to other farmers through their networks.  However, these cooperatives are limited by inflated farmland prices.  Support for these cooperatives could enable them to expand the number of farmers they support. 

Ability to invest and security of rights:  For farmers, secure right to remain on farmland is a huge factor.  Agroecological production entails high levels of investment in the land (soils, perennial plants, hedges, trees and infrastructure) as well as in relationships with local consumers in the case of local and more direct markets.  The Health & Harmony policy statement indicated that Defra would revise agricultural tenancy laws.  For any revisions, England could learn from other countries, including Scotland and France, about different models for secure tenancies.  In the crofting areas of Scotland, tenure is secure for smallholders, rents are regulated and crofters receive compensation for improvements. While they have the right to buy their crofts if they wished, many producers opt out of buying the land they farm because there is little advantage in the context of these provisions for security.  Similarly, in France, tenancies are for a minimum of 9 years and automatically renew.  Frensh farmland rental prices are tied to agricultural commodity prices, limiting the profit of non-farming land owners while ensuring farmland is affordable for farmers.[46]  
Without appropriate checks, long tenancies could enable poor practices to continue uncontested.  For example, tenancies under the Agricultural Holdings Act can prevent landlords (including councils) from intervening in the farming practices of tenants until the tenancy runs through several generations.[4]  However, existing models in the UK are demonstrating ways this can be overcome.  In Scotland, oversight from the Crofting Commission for appropriate upkeep of crofts ensures some degree of accountability while still providing the security of long tenures.


While access to land is a complex issue that goes beyond the immediate scope of Defra, there are actionable strategies that should be supported through Defra policy to ensure that the price and availability of farmland supports agroecological farming.
·         Defra must not assume that phasing out area-based subsidy payments will solve the problem of high land prices and low land availability.  To address these pressing problems, Defra needs to collaborate with other Government departments to address land speculation.  Without addressing land speculation, removing area-based direct payments is unlikely to sufficiently increase the availability of land to new entrants or reduce land prices.
·         To support agroecological farming, Defra needs to put in place measures to limit farmland consolidation, particularly when farming practices are unsustainable and do not contribute to healthy food production.  
·         Defra should support planning authorities to recognise and differentiate agroecological holdings from ‘hobby farms’ and horsiculture, acknowledging that certain buildings, be they homes, barns or polytunnels, are essential to enabling the next generation of farmers to produce on the land in sustainable and economically viable ways.  This could happen within the existing National Planning Policy Framework’s clause for planning permission when there is ‘essential need’, which agroecological farmers often demonstrate. The proposed collaboration with the Ministry of Housing, Communities and Local Government mentioned in Health and Harmony is also an opportunity to ensure that new entrants have access to housing.
·         The government should actively support Local Authorities to retain – and possibly even extend – their farm estates.  This has been mentioned in DEFRA’s recent policy statement[47] and in the Health and Harmony consultation paper [1] and is a welcome approach.  However, to ensure county farms specifically support agroecology, counties should provide support and/or incentives to existing tenants to convert to more agroecological approaches. Councils should also explicitly recruit farmers who wish to practice agroecology and make appropriate tenancies available to new entrants rather than consolidating farmland into existing tenancies.[5] 
·         Defra should provide support for existing land cooperatives, which have experience in recruiting, supporting and managing agroecological tenants could also help expand the number of farmers they support. 
·         Defra’s consideration of reforming agricultural tenancy laws could be positive for agroecological farming, particularly if it is done in a way that encourages new entrants, rather than enabling the investment in land as a commodity by non-farming capitalists.  Defra should examine other countries’ models for agriculture tenancy laws and should also ensure that agroecological farmers are represented in decision making on this reform.
·         Lastly, a farm land registry should be established to register interest in taking on farmland.  Similar to the self-build registry, this would enable the government and particularly local authorities, to better account for the demand for farmland – including different sizes and types of land parcels – in planning decisions. 




Aside from the obvious barriers caused by the high price or rental costs of land, there is also the cost of investment in infrastructure and machinery.  Such infrastructure could range from polytunnels to farm tools to small tractors, packing sheds and milk processing equipment. 
Defra’s Countryside Productivity Small Grant scheme offers smaller amounts, of £3,000 to £12,000, but grants only cover 40% of costs.  This means that less expensive items would have been ineligible, and also that securing match funding for larger items was out of reach for many farmers.  England’s Young Farmers’ Scheme added 25% to the area-based payments that would be received by farmers under 40 years of age.  However, given that many agroecological holdings are under or near the limit for basic payments, this scheme would have excluded many young agroecological farmers.
England could learn from Scotland’s popular support schemes for new entrants and young farmers.  The £14 million earmarked was spent long before the projected end of the scheme as demand outstripped supply.[48] 

Ways Forward

Defra could improve its support for young farmers, new entrants and could also introduce a scheme explicitly for agroecological farmers.  This could happen through allowing farmers to apply for smaller grants where necessary, removing the match funding requirement, and allowing funds to be spent on the costs deemed necessary by the farmers (subject to business plans, etc.).

Such a scheme could be modelled on Scotland’s New Entrants and Young Farmers Start-Up schemes, which provide grants of £15k - £70k.  Money can be used for the purchase of land, infrastructure, or cover other start-up costs.  The New Entrants Capital Grant Scheme couples grants for people new to farming with consultancy advice and mentoring from experienced farmers.[48]  


While some agroecological techniques have been traditionally used in Britain, such as the rotation of animals and crops and the use of windbreaks, the majority of existing conventional farmers and aspiring agroecological farmers are potentially unaware of many useful agroecological approaches such as polyculture for a diversity of crops, push-pull techniques for pest management, soil fertility building through biofertilisers and green manures and more.[49]  While Health and Harmony and the September 2018 Policy Statement heavily emphasized the need for technology, a high-tech approach is unlikely to support agroecology.  Developing skills and knowledge of farmers is paramount to producing food in ecologically sound ways.  Agroecology is highly knowledge intensive, both in terms of the broad range of practices, but also in terms of the location-specific knowledge required to practice agroecology effectively.  Support for ongoing knowledge development—particularly related to agroecological approaches—needs to be emphasized as much as or more than investment in the latest tools and technologies.[50] 
Training opportunities in agroecology do exist, but overall there is a need for more training courses to supply the knowledge and skills required to operate an agroecological holding.  Most formal agroecological trainings occur outside of mainstream agricultural and horticultural colleges. 
If considering organic trainings as agroecological, then trainings include those provided by the Soil Association, Biodynamic Agricultural College, School Farm CSA, Schumacher College and Garden Organic.  Scotland’s Rural College is the only mainstream college which provides an organic farming MSC and other trainings to the authors’ knowledge.  Shorter trainings include those offered by the Kindling Trust (a 4-day commercial grower course), the Agroecology Land Trust, Bridgewater college (Level 5); an Organic Gardening Course at the Horticulture Correspondence College.
The Soil Association runs a ‘Future Growers Scheme’.  While this was previously a 2-year paid apprenticeship with mentoring from the employing farm, it has unfortunately been reduced to a series of 6 weekend courses and farm visits with fees upward of £1,500.  This significant change is largely due to a continuing problem with finding host farms that can afford to pay apprentices year round. 
There are several informal traineeships run by existing farmers and growers, which provide on farm education, and experience.  These schemes are generally very positive in outcome, but more formal training that include classroom-based learning could enhance student learning.  The LWA is currently investigating expanding and enhancing the present system of informal traineeships with additional peer to peer learning, farm walks and better information sharing between farmers, and trainees.
It is essential that Defra supports existing ‘conventional’ farmers to engage with agroecological practices to accelerate improvements to farming practices.  Many conventional farmers are unaware of ways in which they could reorient their farms to better integrate food production and ecology.  Initiatives implemented by Natural England to support farmers to reduce nitrate usage and improve wildflower margins are a great start but much more is needed.  Further support could be offered to enable farmers to reduce pesticide use, introduce polycultures, regularly use cover crops and integrate livestock and crops where appropriate. 

DEFRA’s Health and Harmony consultation paper states: “Making sure that our agriculture, horticulture, forestry and food supply chain industries have access to sufficient and suitably-skilled labour is essential to industry growth and competitiveness. We will take the opportunity to stimulate a forward-thinking agricultural industry that invests in the future through innovative practice and automation.” (p10). It is essential to recognise that the innovations needed are not necessarily high-tech.  Defra needs to support the innovative agroecological skills that are already being developed: skills mentioned above which make farming enjoyable and rewarding to the next generation of farmers, as demonstrated by recent research.[28]  Unfortunately, in its section about ‘a skilled workforce’ the Policy Statement only referred to plans to allow in migrant seasonal workers, leaving questions about whether and how it might improve the skills of its existing farmers.

Ways forward

·         Defra should encourage existing agricultural and horticultural colleges and universities to incorporate agroecological training into their curricula. 

·         Defra should provide support for bursaries and scholarships for new entrants wishing to undertake a course related to agroecology.  This would help support the spread of agroecological practices and also demonstrate a governmental commitment to this promising approach to farming. 

·         Defra should also support existing farmers to incorporate more agroecological practices into their farming.  Offering training but also on-farm support (e.g. building on that provided by Natural England) is essential to protect the remainder of Britain’s wildlife and soils.


The structure of mainstream food markets is largely prohibitive for agroecological production.  High levels of consolidation in trade, processing and retail, as well as a just-in-time supply chains demand high volumes, high uniformity and high flexibility, while reducing the value received by producers.[51]  These structural barriers to agroecology need to be tackled through, for example, strengthened regulation to break down oligopolies and other regulatory mechanisms, at both national and global levels.  Parallel to this, markets which support agroecological production can be encouraged at local and national levels, as described in this section.
Given that agroecological farms tend to be smaller, there are inevitably issues around economies of scale. Logistics (including transport) and market access (e.g. insufficient quantities to sell to certain purchasers) can make certain markets – including those of large retailers and public procurement schemes—inaccessible, particularly in the absence of cooperative-like structures that enable producers to aggregate their goods, processing and/or transport.  
Prices received for products are an issue for all farmers, who receive a small percentage of what consumers pay for food items.  According to Defra 2017 statistics, total consumer expenditure on food, drink and catering services in the UK was £220bn.[35]  The total income from farming was only £5.74 billion,[52] of which £3.7bn came from subsidies.[35]  Thus it appears only 1% of consumer spending went towards farmer incomes in Britain. 
Agroecological farmers have to compete with cheap food, sold at prices which do not reflect the true cost of this foods production, which are otherwise paid for through taxes (e.g. to address obesity, flooding, water pollution, etc.).[22] Prices are largely dictated by large-scale traders (e.g. Cargill), processors and retailers [53], and consumers’ perceptions of a reasonable price for fresh produce are influenced by the prices that consumers see in the supermarket.
The Health and Harmony White Paper states, “…we will adopt a trade approach which promotes industry innovation and lower prices for consumers.”  While it is essential that food is affordable, it is questionable as to whether lower prices are needed or even feasible without further ecological degradation at home and/or abroad.  It is important that Defra does not champion cheap food instead of affordable food.  ‘Cheap food fundamentally tends to reify social inequalities, rather than addressing food poverty’.[54]  Cheap food also tends to disregard (or externalise) environmental impacts of production, meaning it is not a viable approach in the long term.
Rather than reducing costs at the farmgate, shortened supply chains can help ensure that a reasonable monetary return can be made from the agroecologist’s labours.  It is working through these shorter supply chains that most agroecological farmers make a living.  A number of ‘alternative’ marketing models, and food distribution networks webs which are operating successfully at present using the short supply chain model.  These tend to be based on relatively local markets, with ‘local’ being defined differently by different actors and varying across different foods.  Four models, community interest intermediaries, public procurement, cooperatives and community supported agriculture (CSA) are presented below.
 
a.       Community Interest Intermediaries
Most of the retail value of food is currently captured by intermediaries, rather than accruing to farmers.  Farmers markets and veg box schemes developed in part as a response to this as they offer a way for farmers to retain most of the retail value of their foods.  However, not all farmers have the capabilities, resources or desire to sell directly.  Community-interest intermediaries can play a role in these situations. Tamar Grow Local[6] (TGL) is a not-for-profit Community Interest Company in Plymouth.  With a low mark-up of 18% between the producers and consumers, TGL offers producers fair prices based on the cost of production, rather than global market prices; which have been, at times, up to 150-275% higher than average farm gate prices.[55]  TGL also creates new marketing outlets for producers through shared label schemes and processing units. TGL’s ‘Grow Share Cook’ scheme procures vegetables from local farmers and distributes them to people living in food poverty.  The programme has achieved a healthier diet for 85% of participants.[55]
TGL provides support to 60 producers, has reached 200 low income households and even more general consumers.  With a required external support of £40k per year from donors, Tamar Grow Local is economically efficient in its support to producers while also generating important social and health outcomes for Plymouth’s population.[56]  Without support, however, it is possible that such successful models would have to scale back or shut down.

b.      Public Procurement
Public procurement offers potential to create steady and reliable markets for farms and to support farmers to produce sustainably, while also providing access to healthy foods for the public, including people experiencing food poverty or other challenges.  The UK public sector spends £2.4 billion annually procuring food and catering services.[57]
‘Sustainable Public Procurement’ (SPP) has the potential to address environmental and social concerns.[58]  Such procurement is well within the remit of current EU (and WTO) regulations: Article 67 in Directive 2014/24/EU allows for Sustainable Public Procurement, in that the ‘most economically advantageous tender’ can allow for not only cost but also ‘delivery conditions such as delivery date, delivery process and delivery process…The weighting of the award criteria further allows for achieving the best combination of price and quality’.[59]  This was established in the Helsinki case C-513/1999, in which the European Court of Justice ruled that contracting authorities can take into consideration ‘production methods’ of suppliers as well.[59]
Within Europe, many local and regional authorities, have altered their tendering procedures to source from small and medium sized producers who are based in their locality and/or producing using ecological approaches.  Examples include the school sectors in Malmo (Sweden), Rome (Italy), Lens (France), Munich (Germany), and Bath (UK); as well as municipalities of Zagreb (Croatia), Tukums (Latvia), and Podravje (Slovenia).[58]  However, one of the best examples of public procurement which supports ecology and family farms is that of Brazil. 
Brazil’s school feeding and public procurement programmes operate at national scales and are run through local municipalities.  They explicitly aim to benefit both food producers and consumers, particularly small-scale farms and consumers who are living with food and nutritional insecurity.  To achieve this, food is procured using a simplified and smallholder-friendly procurement model which has substituted the traditional bidding procedure’, thirty percent of funding for school meals must be used to source food from family farms in the municipality, and agroecological and organic farms (certified through a Participatory Guarantee System) are given a price premium and preferential access to contracts.[60] 
While Defra commissioned A Plan for Public Procurement in 2014, its recommendations rely on voluntary action by caterers and procurers and does not include provision to ensure contracts do not only go to large scale suppliers.[57] The UK could learn from Brazil and other countries to leverage the potential of Britain’s public procurement.

c.       Cooperatives
As noted in the Health and Harmony White Paper, cooperatives are ‘a powerful way for farmers to benefit from economies of scale and lower the costs of buying inputs or hiring services such as storage and transport.  Agricultural cooperatives also enable farmers to access new markets and reduce risks.’ (p57)
Supporting more producer cooperatives, through making grants and technical support available, could help address the aggregation and economies of scale problem faced by many agroecological producers.
While the September policy statement and Health and Harmony paper mention improvements in the collection and sharing of data and information for increased transparency and communication, it is unlikely that this will, in itself, change the structure of supply chains so that farmers can earn a living wage while covering the costs of sustainable production.  While conventional farmers receive a very small percentage of the retail price of food in mainstream supply chains, models such as Tamar Grow Local, demonstrate that it does not need to be that way. 

d.      Community Supported Agriculture (CSA)
Another model is that of Community Supported Agriculture (CSA), in which people subscribe or become a member of a farm scheme, making a direct linkage between producers and consumers.  In some schemes, consumers share a degree of risk, for example, accepting that they may receive less food from the scheme if a harvest fails, while nonetheless paying their monthly or annual share.  CSAs can also involve members working on the farm for a certain amount of time to contribute to the production.  CSAs may be arranged by individual farmers or through collective groupings of farmers. 
CSAs can provide consumers with a high variety of foods.  Quality is guaranteed partly through the ability for members to come to the farm and witness production processes, and partly through the accountability that comes with a direct connection with the producers.  ‘Rather than a distant, anonymous production of food grown with chemical inputs certified ‘safe’ by a government bureaucracy, CSA members not only know where and when their food is grown, they know who grows it.’[61]  CSAs also reduce distance between producer and consumer, leading to less environmental impacts from transport. 
The two main reasons why people become members of a CSA is to access quality food and/or affordable food.[62]  A study of CSAs in the UK found that, ‘Although CSA members are more likely to enjoy middle class incomes, all income brackets are represented: 12% of members have annual household income under £15,000.  For 37% of initiatives, providing a service for those at risk of social exclusion is a high or medium priority aim.  A handful of initiatives offer discounts to the low waged or accept Healthy Start vouchers, though more are planning to do so and several offer free or discounted shares in return for work.’ (p30)
CSAs can offer an entry into farming for those who do not want to follow a ‘conventional’ approach or who find the status quo inaccessible, and has been demonstrated to create employment in agriculture: an average of 2.6 full time equivalent employees per initiative (Ibid, p31)
At present, there are approximately 100 CSAs in the UK, serving an average of 40 households each.[63]  While this is not insignificant, there is certainly scope for its expansion in Britain.

Ways forward: 

Community-interest intermediaries, sustainable public procurement, cooperatives and community supported agriculture schemes can increase the value of food retained by producers while also ensuring accessibility (including affordability) for all consumers.  These models can also improve transparency in supply chains. 

·         Defra should allocate explicit support, e.g. through future iterations of Rural Development Schemes, to facilitate the spreading of innovative local models that benefit both producers and consumers, such as iterations of Tamar Grow Local or local CSA schemes.  This might include funding for start-up costs (trainings, market research, etc.), and support for operational costs.

·         Public procurement should source, at least partially, from local agroecological farms to encourage and support this type of farming.  There is scope for the UK to build on existing efforts to ensure publicly procured food delivers more public benefits for both producers and consumers.  The UK could learn from Brazil and go beyond voluntary recommendations to require a percentage of publicly procured food to be sourced from agroecological production.

·         Defra should support the formation of new cooperatives and strengthen existing ones through offering bursaries for cooperative leaders to participate in trainings and offering start-up grants for the initial stages of cooperative building, as considerable investment of time is needed to recruit members and establish decision making structures. 




[1] Based on Defra 2016 data, available from https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/616865/AUK-Chapter2-01jun17.ods.  We are indebted to Robin Grey for these calculations.
[2] ‘Horsiculture’ is a colloquial term for those using agricultural land for horses.
[3] See http://ecologicalland.coop/ for more details
[4] The inability to influence farming practices due to AHA tenancies was referenced in a study of the Brighton & Hove Council’s Farmland Estate.  See Wach and Ely 2018 for more details. 
[5] For example, recently in Brighton & Hove, when a council farm tenancy was ending with a retirement, the city council allocated the farm (approximately 200 acres) to an existing tenant farmer, enlarging his estate.  In contrast, other councils have downsized existing tenancies to create more entry-level holdings.
[6] See http://www.tamargrowlocal.org/ for more information about Tamar Grow Local and the Grow Share Cook scheme


Part four to be found here ...

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